Docupace White Papers
We were promised a paperless office years ago–exactly 40 years ago. Not only was this prediction wrong, the fact of the matter is that offices have been producing more paper documents over the years, not less. The financial industry has access to innovations that allow for end-to-end Straight-Through Processing transactions. It can be done now, securely and entirely SEC/FINRA compliant.
The key to circumventing challenges around the enormous volume of advisors moving from one investment firm to another is to understand the regulations and protocols involved with doing so. It’s a matter of staying abreast with the ever-shifting landscape of regulatory rules and compliance requirements. New solutions are available to streamline and simplify the process.
Electronic signature legislation is evolving the way business and commercial transactions are conducted. With the rise in electronic communication and desire among many to “go paperless,” it was only a matter of time before signing paper to indicate your agreement or approval of something would become an antiquated process.